-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JxCVrnShrzDjDWNJpaxyo3d/hpqGrRvPup/Q/66grBfwp2EYDKQZ8z7GAuVKI0Wp lmcSi74aXUWgRBrS76dzKg== 0000950109-96-008538.txt : 19961220 0000950109-96-008538.hdr.sgml : 19961220 ACCESSION NUMBER: 0000950109-96-008538 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961219 SROS: NYSE GROUP MEMBERS: APOLLO INVESTMENT FUND L P GROUP MEMBERS: LION ADVISORS, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FURNITURE BRANDS INTERNATIONAL INC CENTRAL INDEX KEY: 0000050957 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD FURNITURE [2510] IRS NUMBER: 430337683 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-12272 FILM NUMBER: 96683385 BUSINESS ADDRESS: STREET 1: 101 S HANLEY RD STE 1900 CITY: ST LOUIS STATE: MO ZIP: 63105 BUSINESS PHONE: 3148631100 MAIL ADDRESS: STREET 1: 101 SOUTH HANLEY RD CITY: ST LOUIS STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL SHOE CO DATE OF NAME CHANGE: 19690313 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO INVESTMENT FUND L P CENTRAL INDEX KEY: 0000916145 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 223064907 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O APOLLO ADVISORS LP STREET 2: 1999 AVENUE OF THE STARS SUITE 1900 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 2136122630 MAIL ADDRESS: STREET 1: C/O APOLLO ADVISORS LP STREET 2: TWO MANHATTANVILLE ROAD CITY: PURCHASE STATE: NY ZIP: 10577 SC 13D/A 1 SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* FURNITURE BRANDS INTERNATIONAL, INC. ------------------------------------------- (Name of Issuer) Common Stock ------------------------------ (Title of Class of Securities) 458507100 ----------------- (CUSIP Number) Morgan, Lewis & Bockius John F. Hartigan, Esquire 801 South Grand Avenue Los Angeles, California 90017-4615 (213) 612-2630 ------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 17, 1996 ------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [_]. Check the following box if a fee is being paid with the statement [_]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D CUSIP No. 458507100 --------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Apollo Investment Fund, L.P. - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or (E) [_] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 11,619,958 shares of Common Stock (including SHARES 145,439 shares issuable upon exercise of Warrants) BENEFICIALLY OWNED BY ------------------------------------------------------ EACH 8 SHARED VOTING POWER REPORTING PERSON ------------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 11,619,958 shares of Common stock (including 145,439 shares issuable upon exercise of Warrants) ------------------------------------------------------ 10 SHARED DISPOSITIVE POWER ------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,619,958 shares of Common Stock (including 145,439 shares issuable upon exercise of Warrants) - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 18.9% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D - ----------------------- ---------------------- CUSIP NO. 458507100 PAGE 2 OF 2 PAGES - ----------------------- ---------------------- - ------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Lion Advisors, L.P. - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or (E) [_] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------- 7 SOLE VOTING POWER 11,613,162 shares of Common Stock (including NUMBER OF 145,382 shares issuable upon exercise of SHARES Warrants) BENEFICIALLY OWNED BY --------------------------------------------------- EACH 8 SHARED VOTING POWER REPORTING PERSON WITH --------------------------------------------------- 9 SOLE DISPOSITIVE POWER 11,613,162 shares of Common Stock (including 145,382 shares issuable upon exercise of Warrants) --------------------------------------------------- 10 SHARED DISPOSITIVE POWER - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,613,162 shares of Common Stock (including 145,382 shares issuable upon exercise of Warrants) - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 18.9% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! STATEMENT PURSUANT TO RULE 13d-1 OF THE GENERAL RULES AND REGULATIONS UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- This Amendment No.2 to Schedule 13D (the "Amendment") supplements and amends Amendment No. 1 to Schedule 13D filed by Apollo Investment Fund, L.P. and Lion Advisors, L.P. on November 25, 1996 (the "Schedule 13D," and together with the Amendment the "Statement"). Item 4. Purpose of Transaction. - ------ ---------------------- Item 4 is hereby amended by adding the following paragraph immediately preceeding the last paragraph of Item 4: On December 12, 1996, the U.S. Underwriters exercised a portion of their over-allotment to purchase 748,800 shares of Common Stock of Furniture Brands International, Inc. at a price per share of $11.76. The sale of the 748,800 over-allotment shares in connection with the U.S. Underwriting Agreement was completed on December 17, 1996. Item 5. Interest in Securities of the Issuer. - ------ ------------------------------------ Item 5 is hereby amended by deleting it in its entirety and substituting the following therefor: (a) The Reporting Persons beneficially own an aggregate of 23,233,120 shares of Common Stock (including Warrants to purchase an additional 290,821 shares of Common Stock), or approximately 37.6% of the outstanding Common Stock. If the U.S. Underwriter's remaining over-allotment option is exercised, the Reporting Persons will beneficially own an aggregate 22,481,920 shares of Common Stock (including Warrants to purchase an additional 290,821 shares of Common Stock), or approximately 36.4% of the outstanding Common Stock. (b) The number of shares of Common Stock as to which there is sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to dispose or direct the disposition, or shared power to dispose or direct the disposition for the Reporting Persons is set forth in the cover pages and such information is incorporated herein by reference. (c) Except as otherwise disclosed in this Statement, the Reporting Persons have not effected any transactions in shares of Common Stock during the preceding 60 days. (d) Not applicable. (e) Not applicable. - 2 - SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct and agree that this statement may be jointly filed with Lion Advisors, L.P. Dated: December 17, 1996 APOLLO INVESTMENT FUND, L.P. By: Apollo Advisors, L.P., Managing General Partner By: Apollo Capital Management, Inc., General Partner By: /s/ Michael D. Weiner --------------------- Michael D. Weiner Vice President, Apollo Capital Management, Inc. - 3 - SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct and agree that this statement may be jointly filed with Apollo Investment Fund, L.P. Dated: December 17, 1996 LION ADVISORS, L.P. By: Lion Capital Management, Inc., General Partner By: /s/ Michael D. Weiner --------------------- Michael D. Weiner Vice President, Lion Capital Management, Inc. - 4 - -----END PRIVACY-ENHANCED MESSAGE-----